SEC

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A securities class action lawsuit has also been filed against the company in a US federal court based on the complaints.

SEC investigates India's Infosys on whistleblower complaints

Securities and Exchange Board of India, had also requested additional information from the company concerning the complaints.

24 Oct 2019 9:37 AM

The new deal lays out in more detail what types of statements by Musk must be reviewed by Tesla’s legal counsel before publication. (Photo: AP)

SEC commissioner decries agency's deal with Tesla's Musk

The head of the electric car maker reached a deal with the SEC on Friday, agreeing to submit his public statements about the its finances.

01 May 2019 1:08 PM

The agreement lifts a cloud that has hung over Musk as Tesla tries to ramp up production of its most important vehicle, the Model 3 sedan, and make a profit at the same time. (Photo: AP)

Tesla's Musk agrees to new vetting rules for tweets in SEC deal

The deal means the Tesla founder no longer faces the prospect of being held in contempt for violating an earlier settlement.

28 Apr 2019 12:33 PM

In a Friday order, the judge gave both sides until April 18 to reach a resolution. (Photo: AP)

SEC steps on Tesla 'reasonable' to prevent problems

The SEC had asked US District Judge Alison Nathan to hold Musk in contempt over a February 19 tweet.

09 Apr 2019 2:20 PM

The regulator suggested that greater oversight of Musk’s communications, including the threat of new fines if he backslides, was punishment enough, at least for now.

Elon Musk safe for now as US judge urges Tesla CEO, SEC to end tweet dispute

The hearing appeared to lift an overhang over Tesla, as the SEC stopped well short of recommending Musk’s removal as chief executive.

05 Apr 2019 1:36 PM

One proposal would require Amazon to cease offering facial recognition to governments unless the company’s board determined sales did not violate civil liberties. (AP Photo/Richard Vogel, File)

US blocks Amazon efforts to stop shareholder votes on facial recognition

Decisions including one by officials at the SEC followed an unusual appeal by Amazon to block the non-binding proposals from being voted.

05 Apr 2019 12:53 PM

The ongoing public battle between Tesla’s chief executive and the SEC piles pressure on Musk. (Photo: AP)

Elon Musk never sought approval for a single Tesla tweet, US SEC tells judge

The Securities and Exchange Commission is doubling down on the government’s demand to find Musk in contempt of a previous fraud settlement.

19 Mar 2019 10:29 AM

The regulator did not say what remedy it wanted the court to impose, but the commitment was part of a settlement that headed off demands from the SEC for Musk to resign as Tesla CEO, seen by investors in the company as a substantial risk to its future. (Photo: AP)

Tesla's Musk calls SEC 'broken' in new Twitter spat

Shares of the electric carmaker dipped 0.3 percent to close at USD 297.86, paring losses from an early sell-off.

27 Feb 2019 12:52 PM

Slack, launched in 2013, allows teams and businesses to communicate through groups and has quickly replaced email at many companies, although email is still the dominant medium of communication in workplaces.

Slack makes confidential filing to go public

Slack still plans to pursue a direct listing as opposed to a traditional IPO as early as the spring.

05 Feb 2019 6:04 PM

The Department of Justice said conspirators sent fake emails to SEC employees that appeared to be from other employees, enabling Ieremenko and Radchenko to steal filings through phishing attacks and by installing malware on SEC computers. (Photo: Representational Image)

US charges hackers, traders with stealing SEC filings

Authorities said the scheme resulted in USD 4.14 million of illegal trading profit, and cheated ordinary investors.

16 Jan 2019 11:31 AM

Under an agreement with the SEC, Musk has agreed to pay a USD 20 million fine and step aside as Tesla’s chairman for three years. (AP Photo/Jack Plunkett, File)

US judge approves SEC settlement with Tesla

Tesla shares rose as much as 5.5 percent to USD 273.88 before easing to USD 271.63 in early-afternoon trade on Nasdaq.

17 Oct 2018 11:05 AM

SEC staff have delegated authority to make a decision on such applications.

SEC to review decision blocking bitcoin ETFs

Staff at the SEC on Wednesday rejected applications for new funds from three companies.

24 Aug 2018 9:25 AM

The electric carmaker’s shares fell as much as 4 percent but cut their losses after Goldman Sachs Group Inc said it was dropping equity coverage of Tesla .

SEC scrutiny of Tesla increases as Goldman hints at adviser role

Investors viewed the Goldman statement as confirming a tweet from Elon Musk about working with Goldman.

16 Aug 2018 9:11 AM

Sebi last month had issued a sh¬owcause notice to Ko¬c¬h¬h¬ar for alleged violation of disclosure requirements un¬d¬er securities law.

ICICI Bank under lens in United Sates

Bank has appointed Justice BN Srikrishna, a retired Supreme Court judge, to head an independent enquiry.

27 Jul 2018 8:49 AM

Niket Shah of New Jersey was charged by the Securities and Exchange Commission which also ordered a preliminary injunction and asset freeze against him. (Representational Image/ Pixabay)

Indian-American charged for fraud worth USD 250,000

Shah used Spark Trading Group to defraud more than 15 investors into contributing thousands of dollars to two funds that he marketed.

25 Mar 2018 4:41 PM

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Dilip Cherian

SEC